Regulatory Compliance jobs - Westchester, NY
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| Dec 18 | Compliance Associate | Prudential | Newark, NJ |
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by PIM are in compliance with applicable regulatory and contractual requirements, and ... position provides direct, day to day compliance support for Central initiatives,... more |
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| Dec 18 | Manager, Regulatory and Clinical Affairs - Device | Laguna Source | Paterson, NJ |
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Responsibilities Include: *P repare regulatory submissions including development ... * Ensure compliance with applicable regulatory agencies regarding product... more |
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| Dec 18 | Trading Floor Advisory (Compliance Fixed Income) | Deutsche Bank | New York, NY |
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agencies and exchanges. Providing regulatory/compliance training as ... 10-15 years of fixed income legal/regulatory/compliance experience, preferably... more |
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| Dec 18 | Chief Compliance Officer / Chief Operating Officer | Financial Services Company | New York, NY |
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The Chief Compliance Officer/Chief Operating Officer should have solid communication ... dealer compliance/operations. The Chief Compliance Officer/Chief Operating Officer... more |
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| Dec 18 | Sr/ Environmental Scientist, Regulatory | New York, NY | |
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Sr/ Environmental Scientist, RegulatoryNew York, NYC Work with key regulatory agencies to ... back to the regulatory agency to balance regulatory requirements with the interests... more |
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| Dec 18 | Regulatory Technical Spec 4 | Siemens | Tarrytown, NY |
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The Regulatory Specialist will be responsible for preparation of global regulatory ... advertising and promotional materials for compliance to regulations. Experience with... more |
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| Dec 18 | Compliance Project Manager-Environmental | Trumbull, CT | |
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CTPosition is a compliance project/client manager in ... ofdirectly related environmental regulatory compliance experience. The idealcandidate... more |
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| Dec 18 | Manufacturing Compliance Manager | Newark, NJ | |
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Manufacturing Compliance ManagerNewark, NJ The Manufacturing Compliance Manager ... trade compliance plans and ensuring compliance with a variety of regulatory... more |
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| Dec 18 | Cook | Sunrise Senior Living | Westfield, NJ |
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rotating and inventory of products and regulatory compliance. Serving the residents ... highest possible quality and consistency. Compliance with all record keeping, food... more |
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| Dec 18 | Cook | Sunrise Senior Living | Basking Ridge, NJ |
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rotating and inventory of products and regulatory compliance. Serving the residents ... highest possible quality and consistency. Compliance with all record keeping, food... more |
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| Dec 18 | Cook | Sunrise Senior Living | East Brunswick, NJ |
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rotating and inventory of products and regulatory compliance. Serving the residents ... highest possible quality and consistency. Compliance with all record keeping, food... more |
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| Dec 17 | Compliance Manager | Stryker | Mahwah, NJ |
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Professional Affairs, Clinical/Quality/Regulatory, Human Resources, divisional ... Compliance Committee meetings, monthly Compliance Office meetings and periodic key... more |
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| Dec 17 | Regulatory CMC Biologics Liaison Manager | Novartis Pharmaceuticals | East Hanover, NJ |
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business benefit balanced with regulatory compliance. Proactively provide strategic ... Regulatory CMC in interdisciplinary regulatory and technical project teams. more |
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| Dec 17 | Senior Roles-Regulatory Affairs, R&D | Novartis Pharmaceuticals | Parsippany, NJ |
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Responsibilities: -Design and implement regulatory strategy aligned with OTC ... Work with the regulatory agencies to assure compliance with regulations regarding all... more |
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| Dec 17 | Senior IA Compliance Analyst | AIG | New York, NY |
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Firm and Regulatory policies, respond to Compliance inquiries, address Advisor ... of identifying, reporting and resolving compliance concerns; Be confident,... more |
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| Dec 17 | Regulatory Affairs Specialist | Stryker | Mahwah, NJ |
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implementation and maintenance of regulatory SOP's. * Participate in ... Sound understanding of scientific principles Regulatory/Quality/Clinical... more |
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| Dec 17 | Compliance Associate | Pru | Newark, NJ |
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and central initiatives in Newark. PIM Compliance is responsible for ensuring that ... by PIM are in compliance with applicable regulatory and contractual requirements, and... more |
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| Dec 17 | Mgr R&D QA & Compliance | Novartis Pharmaceuticals | Parsippany, NJ |
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? Manage and lead Quality / Compliance initiatives to improve NCH Quality Systems ... ? Perform due diligence audits and provide QA / Compliance expertise for business... more |
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| Dec 17 | Banking Regulatory Partner | Michael Page International | New York, NY |
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financial institutions on the most complex regulatory matters & market-critical ... in providing integrated cross-border regulatory advice on all aspects of... more |
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| Dec 17 | Senior Compliance Auditor | Morgan Stanley - Internal Audit | New York, NY |
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services firm with a focus on regulatory compliance. *Strong technical understanding ... *A C.P.A and/or Certified Regulatory Compliance Manger (CRCM) a plus... more |
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| Dec 17 | Senior Compliance Auditor | Morgan Stanley - Internal Audit | New York, NY |
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services firm with a focus on regulatory compliance. *Strong technical understanding ... *A C.P.A and/or Certified Regulatory Compliance Manger (CRCM) a plus... more |
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| Dec 17 | Regulatory Affairs Specialist | Stryker - Stryker Orthopaedics, Regulatory/quality/clinical Affairs | Mahwah, NJ |
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* Interpret existing and/or new regulatory requirements as they relate to company ... implementation and maintenance of regulatory SOPs. * Participate in continuous... more |
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| Dec 17 | U.S. Chief Compliance Officer/Chief Operating Officer | Michael Page International | New York, NY |
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The Chief Compliance Officer/Chief Operating Officer should have solid communication ... dealer compliance/operations. The Chief Compliance Officer/Chief Operating Officer... more |
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| Dec 17 | Anti-Corruption Group Core Compliance Officer | Morgan Stanley - Legal/compliance | New York, NY |
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and enhance the firms anti-corruption compliance program. Employee will lead ... o Determine appropriate level of FCPA compliance obligations for implementation of... more |
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| Dec 17 | Compliance Manager | Stryker Orthopaedics | Mahwah, NJ |
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Compliance Committee meetings, monthly Compliance Office meetings and periodic key ... Corporate Compliance meetings and key external national/global Compliance... more |
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| Dec 17 | Regulatory Affairs Specialist | Aerotek Scientific | Piscataway, NJ |
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prepares documentation and information for regulatory submissions, license renewals, ... (US) and international submissions and compliance. Join Aerotek Scientific LLC(SM),... more |
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| Dec 17 | Assistant Director, GMP Compliance | Forest Laboratories | Jersey City, NJ |
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strategy and supporting procedures for compliance concerns. 12.Establish an ... quality assurance and regulatory compliance. Licensure/Credentials: ASQ... more |
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| Dec 17 | Dir Policy, Board & Regulatory Coordination AutoReqId 115851BR | New York, NY | |
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Posting Title Dir Policy, Board & Regulatory Coordination AutoReqId 115851BR ... risk management policies bya.Monitoring compliance with risk policies b.Coordinating... more |
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| Dec 17 | Compliance Officer | Trandon Associates | New York, NY |
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Providingreal time advice to thetraderson regulatory requirements. Perfrom daily, ... Chief Compliance Officer in preparation for regulatory exams and inquiries. more |
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| Dec 17 | Regulatory Affairs Consultant | Smith Hanley Consulting - Pharmaceuticals | Princeton, NJ |
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PRINCIPAL ACCOUNTABILITIES: SUBMISSIONS o Obtain documents/information for regulatory ... investigational and marketed products. FDA COMPLIANCE o Maintain up-to-date knowledge... more |
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| Dec 17 | Legal Counsel | Banking Company | New York, NY |
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with the CCO to ensure Legal and Regulatory compliance of existing businesses or ... in dealing with Federal, State and Local regulatory authorities Excellent... more |
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| Dec 17 | Nurse Manager - Emergency | Odell & Associates | New York, NY |
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development, staffing physician relations, regulatory and JCAHO compliance for all designated units. Responsible for the overall quality improvement activities of the units. more |
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| Dec 16 | Regulatory Reporting Specialist - 9990 | Accounting Career Network | New York, NY |
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leading banks. Job Description The Global Regulatory Group is involved in the ... analysis with movement commentaries to the Compliance & Global MIS consolidation teams... more |
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| Dec 16 | Regulatory Affairs | Aerotek Scientific | Woodcliff Lake, NJ |
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information/documentation and analyze for compliance with current regulations. ... regulatory affairs, quality assurance or compliance. -Person must be On-Site... more |
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| Dec 16 | Regulatory Affairs Specialist | Stryker | Mahwah, NJ |
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* Interpret existing and/or new regulatory requirements as they relate to company ... implementation and maintenance of regulatory SOP's. * Participate in... more |
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| Dec 16 | Director of Compliance / Chief Compliance Officer | Wealth Management Firm | New York, NY |
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strategies. Candidates familiar with compliance procedures in these areas and with ... Management, Audit, Credit, Accounting, Financial Controls and Regulatory... more |
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| Dec 16 | Director of Compliance | Three Pillars Recruiting | New York, NY |
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Direct and facilitate the interdepartmental compliance program * Cultivate relationships ... carrier compliance * Develop and implement compliance audit programs for new and... more |
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| Dec 16 | Independence Compliance Auditor | Deloitte | Wilton, CT |
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to firm leadership and other outside regulatory bodies that Deloitte has certain ... years of external audit, internal audit, regulatory compliance or comparable... more |
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| Dec 16 | Compliance Manager I | Bank of New York Mellon | New York, NY |
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compliance efforts for the Company as they relate to complex regulatory and ... 15+ years relevant product/financial services and/or auditing or compliance experience... more |
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| Dec 16 | Senior Regulatory Analyst / Accountant | Administaff | Pearl River, NY |
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implications, rate design and regulatory compliance properly calculated, accounted ... compliance fillings with the appropriate regulatory agencies Provide support and... more |
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| Dec 16 | Regulatory Affairs Specialist | Stryker | Mahwah, NJ |
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* Interpret existing and/or new regulatory requirements as they relate to company ... implementation and maintenance of regulatory SOP's. * Participate in... more |
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| Dec 16 | Regulatory Technical Spec 4 | Siemens | Tarrytown, NY |
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The Regulatory Specialist will be responsible for preparation of global regulatory ... advertising and promotional materials for compliance to regulations. Experience with... more |
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| Dec 16 | Operations Compliance Associate | Morgan Stanley - Legal/compliance | New York, NY |
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Job Responsibilities: *Provide Compliance Support for retail/Inst ... preferred. *Knowledge of broker-dealer regulatory compliance including FINRA, NYSE,... more |
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| Dec 16 | Hedge Fund Compliance | Forum Group | Greenwich, CT |
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Key skill sets: Best Execution, 13f/13g filings, Email surveillance, AML, Compliance ... Ethics, Forensic Testing, General 40's Act Compliance & Monitoring regulatory filings. more |
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| Dec 16 | Institutional Brokerage Compliance Associate | New York, NY | |
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regulations as applicable Assist in Regulatory Examinations Some travel to other ... reporting required - Familiarity with the regulatory issues facing an institutional... more |
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| Dec 16 | Chief Compliance Officer | American International Group | Jersey City, NJ |
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identifies all important dates by which regulatory and compliance matters must be ... to compliance issues; . Keep up-to-date on regulatory matters (attend seminars, etc.);... more |
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| Dec 16 | Deputy Chief Compliance Officer Fund Management | Top Tier Registered Investment Advisor | New York, NY |
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the adviser’s Chief Compliance Officer and with other attorneys and compliance ... guidelines and regulatory requirements; • Provide guidance to the compliance analysts... more |
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| Dec 16 | Regulatory Affairs Specialist | Stryker Orthopaedics | Mahwah, NJ |
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* Interpret existing and/or new regulatory requirements as they relate to company ... implementation and maintenance of regulatory SOP's. * Participate in... more |
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| Dec 16 | Senior Associate, Securities Regulatory | KPMG | New York, NY |
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for both positions: Provide regulatory compliance services to financial ... Develop comprehensive financial regulatory reporting policies and... more |
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| Dec 16 | Contingent/Consultant Business Compliance Officer- NY or | CIT | Livingston, NJ |
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enterprise-wide compliance training plan 5. Compliance record management a. Organizes ... & Abilities: -7+ years of senior-level regulatory or compliance management, audit... more |
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| Dec 16 | Compliance Officer | Trandon Associates | New York, NY |
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in New York City is currently seeking a Compliance Officer for their expanding ... arbitrage and convertibles). Providing real time advice to the traders on regulatory... more |
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| Dec 16 | Regulatory Affairs Consultant | Smith Hanley Consulting - Pharmaceuticals | Princeton, NJ |
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CMR, Legal, and counterparts in NNAS Regulatory Affairs. External relationships ... PRINCIPAL ACCOUNTABILITIES: SUBMISSIONS o Obtain documents/information for regulatory... more |
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| Dec 16 | Compliance Manager - VP | Tandem Resources | Jersey City, NJ |
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New Jersey seeks a top flight banking compliance manager who has experience ... in compliance with federal, state and local regulatory requirements. This individual... more |
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| Dec 16 | AERS Health Sciences Senior Consultant | Deloitte-dc | New York, NY |
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Regulatory & Risk Strategies (e.g., regulatory and compliance services), ... Create/Define reports Project Type: Regulatory Compliance Industry:... more |
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| Dec 16 | Internal Auditor for Top International Company | Kforce Finance & Accounting Staffing | New York, NY |
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this person will also work on foreign regulatory compliance (similar to U.S. SOX). The majority of travel in this position will be domestic and will range about 25% - 30% with... more |
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| Dec 16 | Legal Counsel | Michael Page International | New York, NY |
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with the CCO to ensure Legal and Regulatory compliance of existing businesses or ... in dealing with Federal, State and Local regulatory authorities Excellent... more |
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| Dec 15 | Regulatory Compliance Officer - Net Capital and Securities Operations | Compliance Search Group | New York, NY |
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financial services firm is looking for a Regulatory Compliance Officer. The candidate ... of in house broker dealer Compliance and Regulatory experience. Knowledge of... more |
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| Dec 15 | Sr. Director Regulatory Compliance-Corporate (IRC1450) | Integra Lifesciences | Plainsboro, NJ |
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maintenance, and monitoring of a regulatory and quality compliance program to ... Compliance System or ensure they are in compliance with appropriate regulatory... more |
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| Dec 15 | PM with Compliance and Regulatory INFRASTRUCTURE Experience | Prospect 33 | Jersey City, NJ |
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system to insure compliance with the US regulatory requirements by collaborating ... Required Skills Bachelors Degree Regulatory Experience Compliance Background... more |
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| Dec 15 | Senior Compliance Officer-Regulatory | Citi | Jersey City, NJ |
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Senior Compliance Officer-Regulatory Location: NJ-Jersey City The position is for ... Policy and Regulatory group in ICG Compliance within the Compliance and Control... more |
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| Dec 15 | Compliance Investigator | Depository Trust & Clearing | New York, NY |
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Regulatory Compliance is responsible for compliance with legal and regulatory matters ... experience in compliance, legal, or regulatory functions Knowledge/Skills:... more |
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| Dec 15 | Regulatory Affairs Specialist | West-ward Pharmaceutical | Eatontown, NJ |
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-> Clinical Development Professionals Regulatory Affairs: Evaluate compliance ... Regulatory Affairs: Develop cost effective compliance solutions Management Skills:... more |
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| Dec 15 | Manager Regulatory Affairs | Cambridge Group | Watchung, NJ |
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Regulatory Affairs The Manager Regulatory Affairs will provide tactical and ... scientific accuracy, regulatory compliance, consistency with other key... more |
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| Dec 15 | Banking Regulatory Partner | Michael Page International | New York, NY |
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financial institutions on the most complex regulatory matters & market-critical ... in providing integrated cross-border regulatory advice on all aspects of... more |
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| Dec 15 | Regulatory Affairs Specialist - 212236 | Spherion | Westchester, NY |
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Regulatory Affairs Specialist LOCATION: Tarrytown, NY. 10591 DURATION: 1 year ... in Tarrytown for product registration and compliance activities internationally. This... more |
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| Dec 15 | Regulatory Affairs | Aerotek Scientific | Woodcliff Lake, NJ |
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information/documentation and analyze for compliance with current regulations. ... regulatory affairs, quality assurance or compliance. -Person must be On-Site... more |
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| Dec 15 | FS Regulatory Asset Management Director | PricewaterhouseCoopers | New York, NY |
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investment adviser and investment company compliance or regulatory experience. The ... services clients on compliance and regulatory issues; conducting mock-SEC... more |
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| Dec 15 | Senior Compliance Associate | MetLife | New York, NY |
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(RIA). Areas of concentration will include regulatory compliance, product and ... Investment Adviser and/or Broker-Dealer compliance experience Audit experience... more |
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| Dec 15 | Developer (Compliance) | Hyatt Leader | Jersey City, NJ |
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front-end to facilitate the general compliance practices. Reports and processes ... (631)682-2837 (C) galper@hyattleader.com Compliance, Actimize, Market Surveillance,... more |
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| Dec 15 | Counsel - Compliance - Healthcare | Michael Page International | New York, NY |
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for: Developing and implementing compliance programs for multiple business ... existing laws and regulations Advisement on regulatory, privacy, antitrust issues... more |
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| Dec 15 | FS Regulatory - Manager (Broker Dealer) | PricewaterhouseCoopers | New York, NY |
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investment adviser and investment company compliance or regulatory experience. The ... services clients on compliance and regulatory issues; conducting mock-SEC... more |
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| Dec 15 | Project Manager - Banking/Regulatory | Vertex Solutions | Livingston, NJ |
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Word and Project * Familiarity with regulatory and audit requirements including ... paced environment project manager pmp regulatory bank risk compliance PM plan... more |
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| Dec 15 | Operations Compliance Associate | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Experience: Refer to Position Description Position ... preferred. Knowledge of broker-dealer regulatory compliance including FINRA, NYSE,... more |
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| Dec 15 | Vice President, Banking Compliance Officer | Financial Services Company | New York, NY |
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the Senior Compliance Officer to oversee and enforce the Firm?s Compliance ... to identify potential or actual compliance or regulatory concerns Ensuring... more |
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| Dec 15 | Director Regulatory Affairs | Medco Health Solutions | Franklin Lakes, NJ |
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and regulatory experience to work in its Regulatory Affairs group. This pharmacist ... and professional practice to help ensure regulatory compliance, including... more |
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| Dec 15 | Consumer Compliance Director | Infinity Consulting Solutions | New York, NY |
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Office colleagues) on bank regulatory compliance strategy, relationships, ... leadership and support on regulatory compliance in connection with the operations... more |
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| Dec 15 | COO Financial Services Compliance | Michael Page International | New York, NY |
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provides comprehensive, value added compliance support to all areas of the ... candidate will have 8 years experience working in a regulatory or compliance... more |
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| Dec 15 | Senior Associate, Financial Services Regulatory Reporting | KPMG | New York, NY |
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regulatory issues, managing regulatory risks, and providing regulatory compliance ... Experience in regulatory, compliance and risk systems (Charles River, Murex, Risk... more |
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| Dec 15 | Senior Compliance Associate | MetLife | New York, NY |
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Group of IB Ethics and Compliance. The individual will be part of a compliance team ... will include regulatory compliance, product and operational support, and the... more |
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| Dec 15 | SENIOR GOVERNMENT COMPLIANCE OFFICER | Acuity | White Plains, NY |
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compliance practices and regulatory efforts "Consult with management ... Contract Compliance Programs (OFCCP) annual regulatory filings "Establish and implement... more |
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| Dec 15 | Vice President Global Banking & U.S. Card Compliance | American Express | New York, NY |
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Office colleagues) on bank regulatory compliance strategy, relationships, ... overall leadership and support on regulatory compliance in connection with the... more |
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| Dec 15 | Senior Compliance Associate | MetLife | New York, NY |
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(RIA). Areas of concentration will include regulatory compliance, product and ... Investment Adviser and/or Broker-Dealer compliance experience Audit experience... more |
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| Dec 15 | Senior Associate, Financial Services Regulatory Reporting | KPMG International | New York, NY |
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regulatory risks, and providing regulatory compliance services Advise Financial ... management industry Experience in regulatory, compliance and risk systems... more |
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| Dec 15 | CMTS/Trading and Compliance Technology ? Experienced Manager | Deloitte | New York, NY |
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financial reporting, risk management, and compliance.Using sophisticated tools and ... - Experience with order management and compliance systems including business... more |
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| Dec 15 | Senior IA Compliance Analyst | American International Group | New York, NY |
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Firm and Regulatory policies, respond to Compliance inquiries, address Advisor ... of identifying, reporting and resolving compliance concerns; Be confident,... more |
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| Dec 15 | Senior Regulatory Analyst/ Sr. Accountant - Full Time | Administaff | Pearl River, NY |
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implications, rate design and regulatory compliance properly calculated, accounted ... compliance fillings with the appropriate regulatory agencies Provide support and... more |
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| Dec 15 | Manager Compliance | Genzyme | Ridgefield, NJ |
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solutions. May interface with external regulatory inspectors. Suggests and ... and accuracy and cGMP compliance. The Compliance Manager will supervise staff and... more |
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| Dec 15 | Senior Compliance Officer | MRI Network | New York, NY |
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to confirm compliance with applicable regulatory requirements and ... audits and examinations; - Identify compliance, regulatory and reputational... more |
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| Dec 15 | Compliance Specialist, Material Dispstn | Allegis Group | Summit, NJ |
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and clinical packaging records to assure compliance with cGMP, current SOPs, ... Prepare documentation support for compliance with EU clinical trials... more |
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| Dec 15 | Formulator | West-ward Pharmaceutical | Eatontown, NJ |
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-> Clinical Development Professionals Regulatory Affairs: Evaluate compliance ... Develop cost effective compliance solutions Regulatory Affairs: Define regulatory... more |
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| Dec 14 | VP Regulatory Reporting | Top Tier Global Investment Bank | New York, NY |
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bank. The team is responsible for the regulatory compliance with relevant ... the compliance with internal and external regulatory limits and thresholds. more |
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| Dec 14 | AVP Global Compliance | Ace USA | New York, NY |
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global, regional and local regulatory compliance risks and for establishing ... Skills: Provide strategic direction Regulatory and Compliance Issues: Code of... more |
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| Dec 14 | Compliance Technologist - Associate | JPMorgan Chase | New York, NY |
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Building/Architecting and web development, Compliance/Regulatory business and ... to work with regulatory bodies, legal and compliance as well as senior regulatory... more |
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| Dec 14 | Senior Compliance Officer | JPMorgan Chase | New York, NY |
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The Compliance Department of JPMorgan Chase Bank is seeking a highly motivated Compliance ... and procedures, training employees and compliance testing across a broader... more |
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| Dec 14 | VP, Private Bank Compliance | Financial Services Firm | New York, NY |
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corrective action. Key Regulatory/Compliance areas of the PCS Compliance ... problems or issues involving compliance or regulatory risk. Cross-border compliance... more |
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| Dec 14 | Senior Compliance Officer - b12213 | Global Financial Dervices Firm | New York, NY |
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to confirm compliance with applicable regulatory requirements and interpretations; ... audits and examinations; - Identify compliance, regulatory and reputational... more |
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| Dec 14 | VP Regulatory Reporting | Top Tier Global Investment Bank | New York, NY |
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for the regulatory compliance with relevant regulations, and provides ... that there is internal Regulatory data integrity and monitors the compliance with... more |
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| Dec 14 | Associate Director, Regulatory Affairs | Teva Pharmaceuticals | Woodcliff Lake, NJ |
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VP of Regulatory Affairs, will help develop regulatory strategy and be an active partner ... professional staff. * Supervise/train regulatory professional staff to improve... more |
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| Dec 14 | Director of Equity Capital Markets Compliance | American Financial Institution | New York, NY |
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Compliance is responsible for managing compliance risk, developing infrastructure ... compliance groups, Legal and Retail Compliance in order to advise on applicable... more |
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| Dec 14 | VP, Private Bank Compliance | Financial Services Firm | New York, NY |
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corrective action. Key Regulatory/Compliance areas of the PCS Compliance ... or issues involving compliance or regulatory risk. · Cross-border compliance... more |
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