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Dec 18 Trading Floor Advisory (Compliance Fixed Income) Deutsche Bank New York, NY

experience Strong knowledge of applicable FINRA, MSRB, NYSE and federal securities laws, rules and regulations Excellent oral and written communication skills Ability to make,... more

Dec 17 Financial Services Associate Prudential Wakefield, MA

opportunity to obtain licenses, including FINRA registrations and state licenses, in order to offer clients financial and insurance products. After successful completion of the... more

Dec 17 Financial Advisors - NV Execudyn Houston, TX

owned and operated Broker/Dealer (member FINRA) : SEC Registered Investment Advisor : Potential for partnership- a firm with a successful eight-year track record and a documented... more

Dec 16 Case Assistant I Finra New York, NY

Responds to inquiries on FINRA arbitration policies, code procedures/interpretations, ... Financial Industry Regulatory Authority (FINRA) is the largest non-governmental... more

Dec 16 Case Assistant I Finra New York, NY

registered securities representatives. FINRA has approximately 3,000 employees and ... person is hired by FINRA.df-lj Keywords: FINRA, New York, Case Assistant I - New... more

Dec 16 Investment Sales Manager for Washington, DC and Maryland-Banking BB&T Washington, Dc

Financial Industry Regulatory Authority (FINRA) (and other appropriate regulatory ... written complaints In compliance with FINRA regulations. 11. Conduct Annual... more

Dec 16 Client Development Specialist Planned Financial Services Brecksville, OH

must either have or be willing to obtain a FINRA Series 6 or 7 license and the Ohio Life and Health Insurance license prior to being employed. If you qualify, please email your... more

Dec 16 Operations Compliance Associate Morgan Stanley - Legal/compliance New York, NY

Candidate will be expected to advise on FINRA, NYSE, NASD and SEC rules, ... regulatory compliance including FINRA, NYSE, NASD and SEC regulations... more

Dec 16 Financial Advisor Associate - Gilbert & Germann Branch - Chandler J.P. Morgan Chase - Consumer Investments, Retail Financial Services Gilbert, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate J.P. Morgan Chase - Consumer Investments, Retail Financial Services Sun City, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate - Downey South Branch (Bilingual Preferred) J.P. Morgan Chase - Consumer Investments, Retail Financial Services Downey, CA

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate - 59th Ave & Thomas Branch J.P. Morgan Chase - Consumer Investments, Retail Financial Services Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate - South Mountain Branch (Bilingual) J.P. Morgan Chase - Consumer Investments, Retail Financial Services Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate - 35th Ave & Northern Branch J.P. Morgan Chase - Consumer Investments, Retail Financial Services Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate - Cortaro Arizona Pavilions Branch - Tucson J.P. Morgan Chase - Consumer Investments, Retail Financial Services Marana, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate-International-New York City (Fluent Spanish & English) J.P. Morgan Chase - Consumer Investments, Retail Financial Services New York, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate J.P. Morgan Chase - Consumer Investments, Retail Financial Services Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Compliance Officer Zions Bancorporation Utah

identification and interpretation of SEC, FINRA, state, and other self regulatory ... the firm; therefore, must be familiar with FINRA, SEC, and state securities licensing... more

Dec 16 Regional Pension Sales Manager Nationwide Insurance Atlanta, GA

studies and required licenses, such as FINRA, life and variable, etc. Experience: ... Excellent driving record and clean background / FINRA record required For more... more

Dec 16 Regional Pension Sales Manager Nationwide Insurance Los Angeles, CA

studies and required licenses, such as FINRA, life and variable, etc. Experience: ... Excellent driving record and clean background / FINRA record required For more... more

Dec 16 VP/Senior Manager-Internal Audit-Capital Markets Kforce Finance & Accounting Staffing Purchase, NY

the regulatory environment with respect to FINRA and the SEC * Proficient understanding of the internal audit process including risk assessments, planning, scheduling, and... more

Dec 16 VP/Senior Manager-Internal Audit-Brokerage OPs Kforce Finance & Accounting Staffing New York, NY

regulatory environment with respect to the FINRA and SEC * Proficient understanding of the internal audit process including risk assessments, planning, scheduling, and reporting *... more

Dec 16 Internal Audit Manager - Global Wealth Management Kforce Finance & Accounting Staffing New York, NY

the regulatory environment with respect to FINRA, SEC, NFA rules or other regulators such as the OCC, OTS, and Federal Reserve * Proficient understanding of the internal audit... more

Dec 16 Financial Advisor Associate - Chino Valley Branch J.P. Morgan Chase - Consumer Investments, Retail Financial Services Chino Valley, AZ

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Financial Advisor Associate - Downtown J.P. Morgan Chase - Consumer Investments, Retail Financial Services Flagstaff, AZ

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 16 Compliance Analyst/Associate - Capital Markets Compliance U.S. Bancorp Charlotte, NC

of Federal Securities Laws - SEC and FINRA helpful Ability to work under pressure and prioritize workload Attention to detail a must. Exhibit a Passion for learning... more

Dec 16 401(k) District Manager Automatic Data Processing Sunset Hills, MO

and other pertinent industry data. FINRA Series 6 and 63. Strong organization, planning, and interpersonal skills. Ability to work in a team environment. Possess strong... more

Dec 16 Financial Advisor J.P. Morgan Chase - Consumer Investments, Retail Financial Services Pembroke Pines, FL

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You will also be required to demonstrate technical expertise, strong sales results in investments... more

Dec 16 Investment Manager-Queens J.P. Morgan Chase - Consumer Investments, Retail Financial Services Long Island City, NY

a plus * Licenses/Certifications required * FINRA Series 7, 63 * FINRA Series 24 JPMorgan Chase offers an exceptional benefits program and a highly competitive compensation... more

Dec 16 Investment Manager - Los Angeles Area J.P. Morgan Chase - Sales, Retail Financial Services Glendora, CA

a plus * Licenses/Certifications required * FINRA Series 7, 63, and Texas Life&Health Insurance License, Group 1 * FINRA Series 24 JPMorgan Chase offers an exceptional benefits... more

Dec 16 Financial Representative-GA Jonesboro/Stockbridge Thrivent Financial For Lutherans Jonesboro, GA

annuity, variable universal life); and FINRA Series 7 and 66, or Series 7, 65 and 63 or Series 6 and 63; and other state-specific licenses as needed. If you are already a licensed... more

Dec 16 Financial Representative-GA (Roswell/Sandy Spring) Thrivent Financial For Lutherans Roswell, GA

annuity, variable universal life); and FINRA Series 7 and 66, or Series 7, 65 and 63 or Series 6 and 63; and other state-specific licenses as needed. If you are already a licensed... more

Dec 16 Financial Representative-GA Jonesboro Thrivent Financial For Lutherans Stockbridge, GA

annuity, variable universal life); and FINRA Series 7 and 66, or Series 7, 65 and 63 or Series 6 and 63; and other state-specific licenses as needed. If you are already a licensed... more

Dec 16 Financial Representative - OR (Hillsboro) Thrivent Financial For Lutherans Hillsboro, OR

annuity, variable universal life); and FINRA Series 7 and 66, or Series 7, 65 and 63 or Series 6 and 63; and other state-specific licenses as needed. If you are already a licensed... more

Dec 15 Enforcement Investigator Finra New York, NY

and data analysis. * Provide support in FINRA disciplinary proceedings, including ... apply please visit our website at www.finra.org/careers and apply to position... more

Dec 15 Compliance Examiner Boca Raton, FL

FINRA is an Equal Opportunity Employer, M/F/D/V About FINRA: The Financial ... registered securities representatives. FINRA has approximately 3,000 employees and... more

Dec 15 Financial Advisor Associate-International-New York City (Fluent Spanish %26 English) JPMorgan Chase New York, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Gilbert %26 Germann Branch - Chandler JPMorgan Chase Gilbert, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - 35th Ave %26 Northern Branch JPMorgan Chase Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate JPMorgan Chase Glendale, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - 59th Ave %26 Thomas Branch JPMorgan Chase Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Cortaro Arizona Pavilions Branch - Tucson JPMorgan Chase Marana, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - South Mountain Branch (Bilingual) JPMorgan Chase Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Downey South Branch (Bilingual Preferred) JPMorgan Chase Downey, CA

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate JPMorgan Chase Sun City, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate JPMorgan Chase Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate JPMorgan Chase Sidney, OH

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Ashland JPMorgan Chase Mansfield, OH

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Chino Valley Branch JPMorgan Chase Chino Valley, AZ

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Whitney Ranch Branch JPMorgan Chase Henderson, NV

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Downtown JPMorgan Chase Flagstaff, AZ

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Senior Compliance Analyst Questpro Consultants Washington, Dc

such as state insurance regulators, SEC, FINRA, and other external stakeholders such as auditors, and industry associations is highly desired. Strong project management experience... more

Dec 15 Financial Advisor Associate - Ashland J.P. Morgan Chase - Consumer Investments, Retail Financial Services Mansfield, OH

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate J.P. Morgan Chase - Consumer Investments, Retail Financial Services Glendale, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Consultant - Sugarland Charles Schwab Texas

- Undergraduate degree or higher - Active FINRA Series 7 and 63 required (66 ... FINRA Series 66, FINRA Series 7, FINRA Series 63 Relevant Work Experience... more

Dec 15 Financial Advisor Associate - Downey South Branch (Bilingual Preferred) JPMorgan Chase Downey, CA

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate-International-New York City (Fluent Spanish & English) JPMorgan Chase New York, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Gilbert & Germann Branch - Chandler JPMorgan Chase Gilbert, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate JPMorgan Chase Glendale, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Cortaro Arizona Pavilions Branch - Tucson JPMorgan Chase Marana, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate JPMorgan Chase Sidney, OH

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - 35th Ave & Northern Branch JPMorgan Chase Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate JPMorgan Chase Sun City, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - 59th Ave & Thomas Branch JPMorgan Chase Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - South Mountain Branch (Bilingual) JPMorgan Chase Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate JPMorgan Chase Phoenix, AZ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Compliance Manager - Ameriprise Advisor Center (AA... Minneapolis, MN

projects and initiatives. Qualifications FINRA Series 7 & 24 registrations, state ... securities license required (may require FINRA S9/10, S51 or S53 to supervise 529... more

Dec 15 Operations Compliance Associate Morgan Stanley New York, NY

Candidate will be expected to advise on FINRA, NYSE, NASD and SEC rules, ... regulatory compliance including FINRA, NYSE, NASD and SEC regulations... more

Dec 15 Director Broker - Dealer Accounting Investment Bank New York, NY

orate and board of directors.  Any focus/FINRA or SEC a +.  Develop and implement strategies that will ensure service levels.  Furnish financial and operational performance and... more

Dec 15 Financial Advisor JPMorgan Chase Pembroke Pines, FL

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You will also be required to demonstrate technical expertise, strong sales results in investments... more

Dec 15 Financial Advisor Associate - Whitney Ranch Branch JPMorgan Chase Henderson, NV

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Chino Valley Branch JPMorgan Chase Chino Valley, AZ

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Financial Advisor Associate - Downtown JPMorgan Chase Flagstaff, AZ

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Manager, Client Service & Support Operations Charles Schwab Orlando, FL

FINRA Series 10, FINRA Series 7, FINRA Series 9, FINRA Series 63 Relevant Work Experience Brokerage Operations-2-5 yrs Position Located In FL - Orlando Education BA/BS Job Type... more

Dec 15 Trade Analyst Charles Schwab Phoenix, AZ

: Relocation Offered? No Work Schedule Days Languages English - written, English - spoken Current Licenses / Certifications FINRA Series 7, FINRA Series 63 Relevant Work... more

Dec 15 Buisness Development Associate- Investment Bank Michael Page Huntington Beach, CA

lism and positive attitude *Strong attention to detail *3-5 years experience in inside sales *Degree in Business or related discipline *FINRA Series 7 and 63 license, or... more

Dec 15 FS Regulatory Asset Management Director PricewaterhouseCoopers New York, NY

at a securities industry regulator (SEC, FINRA) or in a compliance or supervisory position in the buy-side investment management industry or as a consultant providing services to... more

Dec 15 Financial Advisor Associate - Whitney Ranch Branch J.P. Morgan Chase - Consumer Investments, Retail Financial Services Henderson, NV

requirements and guidelines associated with FINRA, SEC, and Chase Investment Services ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Dec 15 Regional Immersion Coordinator-Northeast Region JPMorgan Chase New York, NY

effectively with all levels of management FINRA Series 6 or 7, 63, and Life Insurance license Solid knowledge of standard desktop applications: Excel, Powerpoint, and Word College... more

Dec 15 Investor - Private Client Direct JPMorgan Chase Chicago, IL

guidance to junior staff Qualifications FINRA Series 7 required; must be able to obtain 66 shortly after hire Bachelors degree or equivalent experience Advanced degree such as... more

Dec 15 Investment Assistant - Private Client Direct JPMorgan Chase Columbus, OH

initiate sales activities, during peak time FINRA Series 7 required; must be able to obtain 66 shortly after hire Bachelors Degree or equivalent experience A minimum of 3 - 5... more

Dec 15 Financial Advisor Associate - Westminster Beach Branch JPMorgan Chase Westminster, CA

Mutual Financial Centers. Qualifications * FINRA Series 7, 63 and 65 or 66 registrations required * Life and Disability Insurance license required * Minimum 2 years financial... more

Dec 15 Investment Assistant - Private Client Direct JPMorgan Chase Baton Rouge, LA

initiate sales activities, during peak time FINRA Series 7 required; must be able to obtain 66 shortly after hire Bachelors Degree or equivalent experience A minimum of 3 - 5... more

Dec 15 Financial Advisor Associate JPMorgan Chase Mission Viejo, CA

Mutual Financial Centers. Qualifications * FINRA Series 7, 63 and 65 or 66 registrations required * Life and Disability Insurance license required * Minimum 2 years financial... more

Dec 15 Financial Advisor Associate JPMorgan Chase Banning, CA

expected sometime in 2009. Qualifications * FINRA Series 7, 63 and 65 or 66 registrations required * Life and Disability Insurance license required * Minimum 2 years financial... more

Dec 15 Investment Manager JPMorgan Chase Lafayette, LA

a plus * Licenses/Certifications required * FINRA Series 7, 63, and Texas Life&Health Insurance License, Group 1 * FINRA Series 24 JPMorgan Chase offers an exceptional benefits... more

Dec 15 Investment Manager JPMorgan Chase Medford, OR

a plus * Licenses/Certifications required * FINRA Series 7, 63, and Texas Life&Health Insurance License, Group 1 * FINRA Series 24 JPMorgan Chase offers an exceptional benefits... more

Dec 15 Investment Manager-Queens JPMorgan Chase Long Island City, NY

a plus * Licenses/Certifications required * FINRA Series 7, 63 * FINRA Series 24 JPMorgan Chase offers an exceptional benefits program and a highly competitive compensation... more

Dec 15 Financial Advisor JPMorgan Chase Pembroke Pines, FL

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You will also be required to demonstrate technical expertise, strong sales results in investments... more

Dec 15 FS Regulatory - Manager (Broker Dealer) PricewaterhouseCoopers Washington, Dc

at a securities industry regulator (SEC, FINRA) or in a compliance or supervisory position in the buy-side investment management industry or as a consultant providing services to... more

Dec 15 FS Regulatory - Manager (Broker Dealer) PricewaterhouseCoopers New York, NY

at a securities industry regulator (SEC, FINRA) or in a compliance or supervisory position in the buy-side investment management industry or as a consultant providing services to... more

Dec 15 Sr. Retirement Specialist Nationwide Insurance Sacramento, CA

Sacramento, California Candidates must have FINRA Series 6 in order to apply If you are looking for a new and unique career opportunity in the financial world that is highly... more

Dec 15 Investment Manager-Queens JPMorgan Chase Long Island City, NY

a plus * Licenses/Certifications required * FINRA Series 7, 63 * FINRA Series 24 JPMorgan Chase offers an exceptional benefits program and a highly competitive compensation... more

Dec 15 Investment Manager JPMorgan Chase Lafayette, LA

a plus * Licenses/Certifications required * FINRA Series 7, 63, and Texas Life&Health Insurance License, Group 1 * FINRA Series 24 JPMorgan Chase offers an exceptional benefits... more

Dec 15 Client Service Specialist Charles Schwab Northbrook, IL

Licenses / Certifications FINRA Series 7, FINRA Series 63 Relevant Work Experience Brokerage Operations-2-5 yrs Position Located In IL - Northbrook Education BA/BS Job Type Full... more

Dec 15 Asset Transfer Services Associate Charles Schwab Colorado

Licenses / Certifications FINRA Series 7, FINRA Series 63 Relevant Work Experience Brokerage Operations-2-5 yrs Position Located In CO - Denver, CO - Boulder, CO - Englewood... more

Dec 15 Financial Services - Sales - Financial Consultant Personified Illinois

Undergraduate degree or higher Active FINRA Series 7 and 63 required (66 Preferred) Three or more years of successful proactive sales experience encompassing client solutions in... more

Dec 15 Regional Immersion Coordinator-Northeast Region JPMorgan Chase New York, NY

effectively with all levels of management * FINRA Series 6 or 7, 63, and Life Insurance license * Solid knowledge of standard desktop applications: Excel, Powerpoint, and Word *... more

Dec 15 Individual Consultant, Inbound Tiaa-cref Charlotte, NC

designations preferred. * Active FINRA Series 6 (or 7) and 63 registrations required. * State life insurance license preferred or must be obtained by the end of three month... more

Dec 15 Specialized Investment Services Rep USAA San Antonio, TX

M-F & Saturdays). Minimum Requirements: * FINRA Series 7 & 63 licenses. * Intermediate ... diploma (or equivalent). Preferred: * FINRA Series 65, Texas Life & Health... more

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